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FINRA Series Exams List
#1
I started looking at FINRA as I have a friend that currently studying for it. I believe she works part time as a marketing associate and selling life/health insurances. She wants to sell securities too which is what she is currently preparing for. I looked it up at TESU and some of the exams are actually transferable. 

Bunch of upper level courses. This spreadsheet is only for the test taken after 9/2015. There are also exams that maybe eligible for credit for the exam taken prior 9/2015. For full details, click links below.

FINRA Certification exams
- TESU FINRA Equivalency


Attached Files
.xlsx   FINRA.xlsx (Size: 10.37 KB / Downloads: 6)
Thomas Edison State University
ASNSM in Mathematics - 54/61  (Graduate by June 2020)
ASNSM in Computer Science - 55/61 (Graduate by June 2020)
BS in Health Services Technology - 106/120 (Graduate by December 2020)
BSBA General Management - 72/120 (Graduate by December 2020)

US Military Apprenticeship Program
Certificate in Medical Secretary - Earned in 2019
Certificate in Dental Assisting - Earned in 2019
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#2
Yes, if you want a BSBA in Finance at TESU, having these would be great. For most people though, they can't get hired in finance without a BSBA or MBA, so there's no point. The only ones I've seen someone on here without a degree bring in is Series 6 and 7, which only counts for Accounting I.
TESU BSBA/HR 2018 - WVNCC BOG AAS 2017 - GGU Cert in Mgmt 2000
EXAMS: TECEP Tech Wrtg, Comp II, LA Math, PR, Computers  DSST Computers, Pers Fin  CLEP Mgmt, Mktg
COURSES: TESU Capstone  Study.com Pers Fin, Microecon, Stats  Ed4Credit Acct 2  PF Fin Mgmt  ALEKS Int & Coll Alg  Sophia Proj Mgmt The Institutes - Ins Ethics  Kaplan PLA
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#3
Do you still need to be sponsored by a brokerage firm in order to take the Series 7?
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