FINRA Series Exams List

[docmarvin]

I started looking at FINRA as I have a friend that currently studying for it. I believe she works part time as a marketing associate and selling life/health insurances. She wants to sell securities too which is what she is currently preparing for. I looked it up at TESU and some of the exams are actually transferable. 

Bunch of upper level courses. This spreadsheet is only for the test taken after 9/2015. There are also exams that maybe eligible for credit for the exam taken prior 9/2015. For full details, click links below.

- FINRA Certification exams
- TESU FINRA Equivalency

[dfrecore]

Yes, if you want a BSBA in Finance at TESU, having these would be great. For most people though, they can't get hired in finance without a BSBA or MBA, so there's no point. The only ones I've seen someone on here without a degree bring in is Series 6 and 7, which only counts for Accounting I.

[Kelly Green]

Do you still need to be sponsored by a brokerage firm in order to take the Series 7?