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FINRA Series Exams List
#1
I started looking at FINRA as I have a friend that currently studying for it. I believe she works part time as a marketing associate and selling life/health insurances. She wants to sell securities too which is what she is currently preparing for. I looked it up at TESU and some of the exams are actually transferable. 

Bunch of upper level courses. This spreadsheet is only for the test taken after 9/2015. There are also exams that maybe eligible for credit for the exam taken prior 9/2015. For full details, click links below.

FINRA Certification exams
- TESU FINRA Equivalency


Attached Files
.xlsx   FINRA.xlsx (Size: 10.37 KB / Downloads: 6)
Thomas Edison State University
ASNSM in Mathematics - 55/61
ASNSM in Computer Science - 45/61
BS in Health Service Technology - 107/121
BSBA General Management - 70/121
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#2
Yes, if you want a BSBA in Finance at TESU, having these would be great. For most people though, they can't get hired in finance without a BSBA or MBA, so there's no point. The only ones I've seen someone on here without a degree bring in is Series 6 and 7, which only counts for Accounting I.
TESU BSBA in HR, 2018
WVNCC BOG AAS,
 2017
GGU Cert in Management, 2000

EXAMS: TECEP Tech Writg, Engl Comp 2, LA Math, Public Rel, Computers  DSST Computers, Pers Fin  CLEP Mgmt, Mktg
COURSES: TESU Capstone  Study.com Pers Fin, Microecon, Stats  Ed4Credit Acct 2  PF Fin Mgmt  ALEKS Int Alg, Coll Alg  Sophia Proj Mgmt The Institutes - Ins Ethics  Kaplan PLA
B&M COURSESPalomar CollMission Coll, Golden Gate Univ, San Jose State Univ
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#3
Do you still need to be sponsored by a brokerage firm in order to take the Series 7?
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